Compliance & Controls Officer (f/m/d)

Deutsche Börse Branch Prague • Prague

Learn. Develop. Grow. But always: Share value

Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow – personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because we are the ones shaping it. Let´s do this together by sharing value!

Who we are

Tracing its origins to 1585, Deutsche Börse Group has become one of the world’s leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. What’s your part in all this? With your commitment you contribute to the success of our unique business model: offering a wide range of products, services and technologies for security, transparency and integrity on the markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations.

Prague

Your career at Deutsche Börse Group

Your area of work

The Group Compliance Function works in close coordination with the individual business units and other group control functions to ensure compliance with national and international laws and regulations applicable to various units of the Deutsche Börse Group and its business activities. The Compliance Function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products. Compliance defines group-wide compliance policies, supports their consistent application within the group entities, and provides centralized services including the prevention of money laundering and terrorist financing, international financial sanctions, anti-corruption, data protection, and the prevention of conflicts of interest and related securities law requirements.

To ensure the execution of 2nd Line of Defence controls, Group Compliance established a Control Framework to support, define and implement group-wide standards in this regard. To react on the increasing demand in the 2 LoD control environment Group Compliance decided to strengthen the existing control team in Frankfurt by building up a 2nd control hub in Prague.

Your responsibilities

In this role you will continuously strengthen the existing Compliance methodology for control management
Perform, coordinate and structure internal/external controls according to the Group Compliance mandate
You will ensure and coordinate comprehensive communication between internal business lines and other control functions and Group Compliance
In addition, you will support yearly compliance control planning and ensure timely and adequate reporting and (ad-hoc) escalation
You will review compliance relevant audit reports and will be responsible for tracking / follow-up of findings and remediation actions
Furthermore, you will support continuous improvement and optimisation of compliance processes and procedures
In addition, you will also support the team in coordinating current internal / external audits and preparing reports as well as with administrative issues including data collection, status update related to open findings

Your profile

You have successfully completed your university degree in economics, finance or law or you have a relevant comparable qualification
You have practical experience in audit or control functions and control testing
You have strong analytical skills and attention to detail as well as organisational and negotiation skills, including the ability to present complex matters in a clear and comprehensive way
Proficiency in written and spoken English is required
Dedication, team and communications skills, flexibility as well as competent handling of MS Office applications round out your profile.
You will be trained on the job in relevant laws applicable for DBAG

Why Deutsche Börse Group?

We are committed to providing a work environment where everyone feels welcome and can reach their full potential. Our standards go far beyond simply matching candidates with the right position.

Mobility

We enable you to move freely with our job tickets, job (e-)bikes and free parking opportunities.

Work environment

Collaboration, communication, or deep focus – in our modern office buildings you will find the perfect work environment. Free drinks and food and meal allowances included.

Health and wellbeing

We care for your health and wellbeing and besides various health promotion measures we offer you a group accident insurance and additional insurance offers at discounted rates.

Financial stability

We provide financial stability by offering attractive salaries, company pension schemes, participation in our Group Share Plan, as well as bonuses, subsidies and discounts.

Hybrid work

Collaborate and exchange on-site or work remotely several days a week in line with business needs and local regulations. Our hybrid working model combines the best of both worlds.

Flexible working hours

We want your job to fit your life situation and offer flexible working time models, part-time models, childcare allowance, or the possibility to study alongside your job.

Internationality

Our market infrastructures are globally connected. Working with us means collaborating with like-minded colleagues across over 60 locations from more than 100 nations.