Compliance Officer - Compliance Standards & Compliance Management System (f/m/d)

Your area of work:

Group Compliance works closely with the individual business units and group control functions to ensure compliance with applicable laws, rules, regulations, professional and market standards applicable to the various units of Deutsche Börse Group and its business activities. The Compliance Function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products. Group Compliance defines group-wide compliance policies, supports their consistent application within the group entities, and provides centralized services.

As Compliance Officer, you will play a key role in supporting the Compliance Standards & CMS unit by embedding sustainable, standardised and harmonised Compliance Management System (CMS) components in line with national and international CMS-standards. Furthermore, you will contribute to the continuous improvement of the CMS by developing strategic perspectives / initiatives for Group Compliance, incl. their implementation within Deutsche Börse Group.

Your responsibilities:

• You will maintain and continuously improve the “Compliance Risk Assessment Framework” (CRAF), incl. validation of group wide framework conformity
• You will support the Deutsche Börse Group (DBG)entities during the CRAF implementation, identification of new Compliance risks and design / execution of respective risk assessments and risk appetite statements, under due consideration of regulatory requirements
• You will act as central point of contact and interface to DBG entities Compliance Officers and Group Compliance’ risk type-specific subject matter experts with regard to the CRAF
• You will be responsible to coordinate the annual CRAF process i.e., the collection, documentation and management reporting of the risk assessment results incl. derivation of risk-based mitigating measures
• You will contribute to further improve and optimise the group wide CMS under due consideration of regulatory requirements and industry standards, e.g. ISO 37301
• You will support the conceptional development & implementation of ongoing / future digitisation projects for respective CMS components incl. coordination of external staff (where necessary)
• You will actively support the strengthening of the overall Compliance Oversight concept

Your profile:

• You have completed your university degree in finance, business administration, law or relevant comparable qualification
• You have gained at least 5 years of relevant professional experience either in Compliance of a financial institution, from an audit and assurance firm or as member of a supervisory authority to the financial service industry
• You ideally have experience with the implementation of material CMS elements and their operationalisation - strong knowledge of Compliance risk assessments is beneficial
• You have knowledge of relevant regulatory requirements applicable to Deutsche Börse Group
• You have strong conceptual and methodological skills with the ability to communicate complex topics in a clear, structured and addressee-oriented manner
• Furthermore, you have strong individual initiative, high level of commitment and motivation to work in a multi-cultural and international environment, where proficiency in written and spoken German and English is required

Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications (esp. PowerPoint) complete your profile.