Senior Compliance Officer (f/m/d)

CFC S.A. (CFCL) • Luxembourg

Learn. Develop. Grow. But always: Share value

Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow – personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because we are the ones shaping it. Let´s do this together by sharing value!

Who we are

Who we are

Tracing its origins to 1585, Deutsche Börse Group has become one of the world’s leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. What’s your part in all this? With your commitment you contribute to the success of our unique business model: offering a wide range of products, services and technologies for security, transparency and integrity on the markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations.

Luxembourg

Your career at Deutsche Börse Group

Your area of work:

The Compliance Function works closely with the individual business units and group control functions to ensure compliance with local and international laws and regulations applicable to Deutsche Börse Group and its business activities. The Compliance Function has a proactive role in the identification of possible regulatory or reputational risks, including those that may arise in connection with new activities and products. Compliance Function works in collaboration with Group Compliance which is responsible for defining group-wide compliance minimum applicable requirements, supports their uniform application within the group entities, and provides centralised services to prevent money laundering and terrorist financing, international financial sanctions, other criminal offences, data protection, and the prevention of conflict of interests or market abuse. The successful candidate will play a crucial role in ensuring our organization adheres to all relevant laws, regulations, and internal policies. This position involves also maintaining a robust compliance framework, conducting regular and ad-hoc reporting, providing advice to business and managing a comprehensive legal inventory.

 

Your responsibilities:

  • Maintain and improve the CFCL’s compliance framework

  • Monitor the development of regulatory obligations and requirements in EU countries regarding the AML/CFT matters 

  • Ensure the compliance framework aligns with industry standards and regulatory requirements.

  • Conduct regular reviews and updates of compliance policies and procedures.

  • Provide support in Compliance oversight over CFCL’s Subsidiaries and Branches.

  • Provide guidance and support to the business teams concerning AML/CFT matters  and Communicate relevant legal updates and changes to affected departments and personnel

  • Reviewing client profiles at on-boarding to ensure conformity to AML/KYC policy/ standards, producing client document requirements and due diligence analysis

  • Coordinates and follows up on the information and documentation gathering with various stakeholders involved in the on-boarding process

  • Performs regular and ad-hoc compliance-related reviews  of client files

  • Performs duties such as logging information, follow-up phone calls, establishing files

  • Corresponds and interacts with other members of the company and group affiliate entities

  • Performs other ad-hoc duties as assigned by the Chief Compliance Officer or Senior members of the compliance department

  • Reviewing/ Supervision of alerts arising from the screening of databases against sanctions lists

  • Working with relevant internal and external tools and applications

  • Internal and external meetings, including preparation of various type of presentations

  • Contribution to completion of reporting, both internal and external 

  • Ensure timely submission of all required regulatory filings and disclosures.

  • Responsible for strengthening and promoting the compliance culture within the company.

 

Your profile:

  • University degree in a relevant field such as Law, Finance, Economics, or Business Studies

  • 6+ years experience in the compliance field, general Compliance topics.

  • Experienced in Compliance matters - including an understanding of the requirements in the fund industry at European and local levels (mainly Ireland and Luxembourg)

  • Experience in a Know Your Customer (KYC) type assessment unit or as business relationship manager

  • Experience in AML, International Sanction or Transaction Monitoring highly appreciated.

  • Attention to details, organizational skills and team spirit

  • Analytic, critical thinker and constant problem-solving attitude  

  • Excellent communication skills, organization and time management skills

  • Commitment, ability to work independently, inquisitive mindset/Intellectual curious  

  • Ability to communicate and negotiate, including the ability to understand, interpret and present complex issues in a way that makes it comprehensible to third parties 

  • Good command of MS-Office applications (Word, Excel, and PowerPoint)

  • High level of proactivity, dedication, and motivation 

  • Proficiency in written and spoken English (French and/or German is a plus) 

 

Why Deutsche Börse Group?

We are committed to providing a work environment where everyone feels welcome and can reach their full potential. Our standards go far beyond simply matching candidates with the right position.

Mobility

We enable you to move freely with our job tickets, job (e-)bikes and free parking opportunities.

Work environment

Collaboration, communication, or deep focus – in our modern office buildings you will find the perfect work environment. Free drinks and food and meal allowances included.

Health and wellbeing

We care for your health and wellbeing and besides various health promotion measures we offer you a group accident insurance and additional insurance offers at discounted rates.

Financial stability

We provide financial stability by offering attractive salaries, company pension schemes, participation in our Group Share Plan, as well as bonuses, subsidies and discounts.

Hybrid work

Collaborate and exchange on-site or work remotely several days a week in line with business needs and local regulations. Our hybrid working model combines the best of both worlds.

Flexible working hours

We want your job to fit your life situation and offer flexible working time models, childcare allowance, or the possibility to study alongside your job.

Internationality

Our market infrastructures are globally connected. Working with us means collaborating with like-minded colleagues across over 60 locations from more than 100 nations.

Development

We promote individual development by offering internal development programmes, mentoring, further education and training budgets.

Our story

Our Story - Deutsche Börse Group in 120 Seconds
Our Story - Deutsche Börse Group in 120 Seconds
Contact
Recruiting Team

Recruiting Team

Take your career to the next level with us and embrace new challenges!
 

+496921111810

Our Recruiting Team is looking forward to your call or e-mail.

Ready to start your career with us?

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